How to become our client?

To open a custodian account (Client account) and make transactions on the securities market of Uzbekistan, you must provide the following list of documents:

 

For Uzbek residents:

Necessary documents for concluding an Agreement on the provision of brokerage and depository services (hereinafter the Agreement) with INDIVIDUALS *:

1. Personal presence of an individual at the conclusion of the Agreement.

2. Original passport of an individual.

3. TIN of an individual (by unloading through my.soliq.uz).

4. E-mail of an individual.

5. Contact number of a mobile or landline phone.

6. Bank details:

  • Settlement / deposit account (20206 ...) in a commercial bank;

or

  • Plastic card number (for salaries, scholarships, dividends) with a transit account (23120 ...) of the serving commercial bank.

*Clause 31.10 is in the wording of the order of the Director General of the Center for Coordination and Development of the Securities Market at the State Competition Committee of the Republic of Uzbekistan dated April 10, 2015 No. 2015-02 (reg. No. 844-8 of April 30, 2015).

 

Necessary documents for concluding an Agreement on the provision of brokerage and depository services with LEGAL ENTITIES *:

1. Personal presence of the head of the legal entity at the conclusion of the Agreement.

2. A copy of the certificate of state registration (Guvokhnoma).

3. A copy of the charter and constituent documents with all changes.

4. Order on the appointment of a manager for signature rights.

5. Original and copy of the manager’s passport.

6. If it is a joint-stock company, then permission of the governing body on the sale or purchase of shares is necessary.

7. All bank details, legal address, work / cell phone number and e-mail.

  • Clause 31.7 as amended by the order of the Director General of the Center for Coordination and Development of the Securities Market at the State Competition Committee of the Republic of Uzbekistan dated April 10, 2015 No. 2015-02 (reg. No. 844-8 of April 30, 2015).

 

For NON-RESIDENTS of the Republic of Uzbekistan:

Necessary documents for concluding an Agreement on the provision of brokerage and depository services with Individuals - NON-RESIDENTS *:

1. Personal presence of an individual at the conclusion of the Agreement.

2. The original passport (passport) of an individual.

3. TIN and E-mail of an individual.

4. Current account of a non-resident in one of the foreign banks.

  • Clause 31.10 as amended by the order of the Director General of the Center for Coordination and Development of the Securities Market under the State Competition of the Republic of Uzbekistan dated April 10, 2015 No. 2015-02 (reg. No. 844-8 of April 30, 2015).

 

Necessary documents for concluding an Agreement on the provision of brokerage and depository services with Legal entities - NON-RESIDENTS *:

1. A copy of the extract from the trade or banking (for banks) registry of the country of registration of a foreign legal entity legalized by the embassy or consulate of this country in the Republic of Uzbekistan or legalized by the embassy or consulate of the Republic of Uzbekistan in the country of registration of the legal entity. However, legalization is not required if an apostille is affixed to the document;

2. A copy of the translation of the extract from the trade or banking register of the country of origin of the foreign legal entity, certified by the embassy, ​​consulate or notary public;

3. A notarized copy of the translation of constituent documents;

4. An identity document of a non-resident of the Republic of Uzbekistan or a notarized power of attorney with an apostille to carry out and perform all or any actions related to the purchase or sale of shares and other formalities.

5. Personal presence of a representative of a legal entity - Non-Resident on the basis of a power of attorney for concluding an Agreement.

* Clause 31.8 as amended by the order of the Director General of the Center for Coordination and Development of the Securities Market at the State Competition Committee of the Republic of Uzbekistan dated April 10, 2015 No. 2015-02 (reg. No. 844-8 of April 30, 2015).

The original and a copy of the preliminary consent document of the antimonopoly authority for the acquisition of 50 percent or more of the shares of an economic entity (Article 17, Law of the Republic of Uzbekistan “On Competition” dated January 6, 2012 No. 319), except as otherwise provided by the legislation of the Republic of Uzbekistan.

The original and a copy of the preliminary consent document of the Central Bank of the Republic of Uzbekistan for the acquisition of a stake in the bank exceeding 20 percent of their total number (Article 53 of the Law of the Republic of Uzbekistan “On the Securities Market” dated June 3, 2015 No. 387).

After the transaction, the purchased shares are transferred to the investment intermediary and the Client receives an extract from the securities account on the acquired shares, as well as a login to track the status of the acquired shares.

For the complete execution of the client’s order to sell or purchase shares, an act of work is signed between the investment intermediary and the Client, after which the Client can order the sale or purchase of other packages of securities on the basis of a previously concluded agreement on the provision of brokerage and custodian services.